UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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Sprinklr, Inc.
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Class A Common Stock
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85208T107
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December 31, 2021
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(Date of Event which Requires Filing of this Statement)
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1
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Names of Reporting Persons.
OnePrime Capital LLC
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2
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Check the Appropriate Box if a Member of a Group (See Instructions)
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(a) [
]
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(b) [
]
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3
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SEC Use Only
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4
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Citizenship or Place of Organization.
Delaware
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Number
of Shares
Beneficially
Owned by
Each
Reporting
Person With
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5 Sole
Voting Power
0 shares
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6 Shared
Voting Power
3,477,051 shares (see Item 4)
|
|
7 Sole
Dispositive Power
0 shares
|
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8 Shared
Dispositive Power
3,477,051 shares see Item 4)
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9
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Aggregate Amount Beneficially Owned by Each Reporting Person
3,477,051 shares (see Item 4)
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10
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ]
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11
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Percent of Class Represented by Amount in Row (9)
3.5% (see Item 4)
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12
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Type of Reporting Person (See Instructions)
IA
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1
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Names of Reporting Persons.
Mogyx Investment Fund Manager, LLC
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2
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Check the Appropriate Box if a Member of a Group (See Instructions)
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(a) [
]
|
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(b) [
]
|
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3
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SEC Use Only
|
4
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Citizenship or Place of Organization.
Delaware
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Number
of Shares
Beneficially
Owned by
Each
Reporting
Person With
|
5 Sole
Voting Power
0 shares
|
6 Shared
Voting Power
3,477,051 shares (see Item 4)
|
|
7 Sole
Dispositive Power
0 shares
|
|
8 Shared
Dispositive Power
3,477,051 shares (see Item 4)
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9
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Aggregate Amount Beneficially Owned by Each Reporting Person
3,477,051 shares (see Item 4)
|
10
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ]
|
11
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Percent of Class Represented by Amount in Row (9)
3.5% (see Item 4)
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12
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Type of Reporting Person (See Instructions)
OO (Limited Liability Company)
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1
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Names of Reporting Persons.
Marc S. Yi
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2
|
Check the Appropriate Box if a Member of a Group (See Instructions)
|
(a) [
]
|
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(b) [
]
|
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3
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SEC Use Only
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4
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Citizenship or Place of Organization.
United States
|
Number
of Shares
Beneficially
Owned by
Each
Reporting
Person With
|
5 Sole
Voting Power
0 shares
|
6 Shared
Voting Power
3,477,051 shares (see Item 4)
|
|
7 Sole
Dispositive Power
0 shares
|
|
8 Shared
Dispositive Power
3,477,051 shares (see Item 4)
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9
|
Aggregate Amount Beneficially Owned by Each Reporting Person
3,477,051 shares (see Item 4)
|
10
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ]
|
11
|
Percent of Class Represented by Amount in Row (9)
3.5% (see Item 4)
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12
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Type of Reporting Person (See Instructions)
IN, HC
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1
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Names of Reporting Persons.
Raj L. Gollamudi
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2
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Check the Appropriate Box if a Member of a Group (See Instructions)
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(a) [
]
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(b) [
]
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3
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SEC Use Only
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4
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Citizenship or Place of Organization.
United States
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Number
of Shares
Beneficially
Owned by
Each
Reporting
Person With
|
5 Sole
Voting Power
0 shares
|
6 Shared
Voting Power
3,477,051 shares (see Item 4)
|
|
7 Sole
Dispositive Power
0 shares
|
|
8 Shared
Dispositive Power
3,477,051 shares (see Item 4)
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9
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Aggregate Amount Beneficially Owned by Each Reporting Person
3,477,051 shares (see Item 4)
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10
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ]
|
11
|
Percent of Class Represented by Amount in Row (9)
3.5% (see Item 4)
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12
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Type of Reporting Person (See Instructions)
IN, HC
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Item 1
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(a)
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Name of Issuer
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Sprinklr, Inc. (the “Issuer”)
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(b)
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Address of Issuer’s Principal Executive Offices
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29 West 35th Street, 7th
Floor, New York, NY 10001
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Item 2
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(a)
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Name of Person Filing
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This Statement is filed on behalf of each of the following persons (collectively, the “Reporting Persons”):
OnePrime Capital LLC (“OnePrime”)
Mogyx Investment Fund Manager, LLC (“Mogyx”)
Marc S. Yi
Raj L. Gollamudi
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(b)
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Address of Principal Business Office or, if none, Residence
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The address of the principal business office of each of the Reporting Persons is 228 Hamilton Ave, Floor 3, Palo Alto, CA 94301.
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(c)
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Citizenship
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i) OnePrime is a Delaware limited liability company;
ii) Mogyx is a Delaware limited liability company;
iii) Mr. Yi is a citizen of the United States; and
iv) Mr. Gollamudi is a citizen of the United States.
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(d)
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Title of Class of Securities
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Class A Common Stock (“Class A Shares”)
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(e)
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CUSIP Number
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85208T107
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Item 3
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If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
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(a)
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[ ]
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
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(b)
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[ ]
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
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(c)
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[ ]
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Insurance Company as defined in Section 3(a)(19) of the Act;
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(d)
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[ ]
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8);
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(e)
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[ ]
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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[ ]
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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(g)
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[ ]
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A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
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(h)
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[ ]
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A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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[ ]
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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[ ]
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A non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J);
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(k)
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[ ]
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Group, in accordance with §240.13d-1(b)(1)(ii)(K).
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Item 4
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Ownership
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Item 4(a)
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Amount Beneficially Owned
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Each of the Reporting Persons may be deemed the beneficial owner of 3,477,051 shares of the Issuer’s Class A Shares. All such securities are held for the account of private investment funds
for which OnePrime serves as the investment manager and Mogyx serves as the managing member.
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Item 4(b)
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Percent of Class
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Each of the Reporting Persons may be deemed the beneficial owner of approximately 3.5% of the Class A Shares outstanding. The percentage calculation is based on a statement in the Issuer’s
quarterly report on Form 10-Q for the quarter ended October 31, 2021, as filed with the Securities and Exchange Commission on December 10, 2021, that as of December 6, 2021 there were 98,284,905 Class A Shares outstanding.
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Item 4(c)
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Number of shares as to which each such person has voting and dispositive power:
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(i)
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sole power to vote or to direct the vote
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0 Class A Shares
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(ii)
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shared power to vote or to direct the vote
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3,477,051 Class A Shares
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(iii)
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sole power to dispose or to direct the disposition of
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0 Class A Shares
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(iv)
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shared power to dispose or to direct the disposition of
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3,477,051 Class A Shares
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Item 5
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Ownership of Five Percent or Less of a Class
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If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the
class of securities, check the following [X].
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Item 6
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Ownership of More than Five Percent on Behalf of Another Person
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Not applicable.
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Item 7
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
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See disclosure in Item 2 hereof.
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Item 8
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Identification and Classification of Members of the Group
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Not applicable.
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Item 9
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Notice of Dissolution of Group
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Not applicable.
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Item 10
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Certification
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Exhibits
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Exhibit
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99.1
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Joint Filing Agreement, executed by and among the Reporting Persons, incorporated by reference to Exhibit 99.1 to the Schedule 13G filed by the Reporting Persons on June
6, 2021.
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OnePrime Capital LLC
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By: /s/ Raj L. Gollamudi
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Raj L. Gollamudi
Member
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Mogyx Investment Fund Manager, LLC
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By: /s/ Raj L. Gollamudi
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Raj L. Gollamudi
Member
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By: /s/ Marc S. Yie
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Marc S. Yi, Individually
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By: /s/ Raj L. Gollamudi
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Raj L. Gollamudi, Individually
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