UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Class B Common Stock | (1) | (1) | Class A Common Stock | 3,447,051 | $ (1) | I | See Footnote (2) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
OnePrime Capital, LLC 2225 E. BAYSHORE ROAD SUITE 200 PALO ALTO, CA 94303 |
X | |||
Mogyx Investment Fund Manager, LLC 2225 EAST BAYSHORE ROAD SUITE #200 PALO ALTO, CA 94303 |
X | |||
Gollamudi Raj L. C/O ONEPRIME CAPITAL LLC 2225 EAST BAYSHORE ROAD, SUITE #200 PALO ALTO, CA 94303 |
X | |||
Yi Marc S. C/O ONEPRIME CAPITAL LLC 2225 EAST BAYSHORE ROAD, SUITE #200 PALO ALTO, CA 94303 |
X |
/s/ ONEPRIME CAPITAL LLC By: Raj L. Gollamudi, Member | 06/22/2021 | |
**Signature of Reporting Person | Date | |
/s/ MOGYX INVESTMENT FUND MANAGER, LLC By: Raj L. Gollamudi, Member | 06/22/2021 | |
**Signature of Reporting Person | Date | |
/s/ Marc S. Yi | 06/22/2021 | |
**Signature of Reporting Person | Date | |
/s/ Raj L. Gollamudi | 06/22/2021 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares of Class B Common Stock are convertible into shares of Class A Common Stock on a one-for-one basis at any time at the holder's election, without payment of additional consideration. Such shares have no expiration date. |
(2) | This statement relates to securities held for the accounts of private investment funds for which OnePrime Capital LLC ("OnePrime") serves as the investment manager and Mogyx Investment Fund Manager, LLC ("Mogyx") serves as the managing member. Mr. Yi and Mr. Gollamudi are the principal control persons of OnePrime and Mogyx. In such capacities, OnePrime, Mogyx, Mr. Yi and Mr. Gollamudi (the "Reporting Persons") may be deemed to have voting and dispositive power over securities held for the private investment funds. Each of the Reporting Persons disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. |